For our Employee-related Conflicts of Interest team within Central Compliance, we are seeking a Compliance Officer to join us. The Compliance Officer will be responsible for overseeing Mandates, Secondary Occupations, Substantial Shareholdings, Gifts and Hospitality, and Conflicts of Interest, ensuring the highest compliance standards across our operations.
Your tasks
- Manage and further develop Compliance frameworks, policies, and procedures for Mandates, Secondary Occupations, Gifts & Entertainment, and Conflicts of Interest.
- Serve as the primary contact for employees, internal stakeholders, and Compliance Officers across locations, coordinating global alignment and delivering relevant training.
- Execute and monitor day-to-day Compliance processes, including reviews, control execution, reporting, and ad-hoc investigations, adjusting controls as needed.
- Track regulatory developments and industry standards, implementing appropriate measures to ensure ongoing framework effectiveness.
- Contribute to Compliance-related projects and support initiatives focused on process digitalisation and continuous improvement.
What you bring
- Bachelor/Master in Finance, Law, Business Administration, or a related field.
- Minimum of 3 years of experience in Banking in Compliance; international private banking preferred.
- Experience in employee compliance related topics and processes.
- Strong analytical, conceptual, and problem-solving skills, with the ability to analyze complex data, identify patterns, and draw meaningful conclusions.
- Proactive attitude, attention to detail, and ability to collaborate effectively with cross-functional teams and stakeholders.
- Fluent in English (written and spoken); knowledge of German and other languages is an advantage.
About the company
At Julius Baer, individual qualities are valued, enabling employees to be impactful, entrepreneurial, empowered, and to create value beyond wealth.
The team
The Employee-related Conflicts of Interest team operates within Central Compliance, collaborating with internal stakeholders and Compliance Officers across locations.